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  • Producers/Agents


  • Companies


Filing Requirements

Rate and Form Filings

Surplus Lines (Unauthorized) Insurance Companies Filings

Authorized (Accepted) Reinsurers Filings

Annual Statement and Related Filings (NAIC Check-List)

Enclosed are the instructions for the annual statement and related financial reporting filings due in 2018. Filings shall be made utilizing the 2018 Annual Statement Instructions and blanks adopted by the National Association of Insurance Commissioners (NAIC).

The instructions have been prepared using the standardized checklist format recommended by the NAIC. Foreign insurers should note that the annual statement is not required to be filed in hardcopy with Alabama, as Alabama is a participating state in the NAIC electronic filing project (with exceptions).

Please read the notes which are attached to the checklists.

The Premium Tax Returns, Application for Renewal, Audit and Exam Transmittal form, Retaliatory Statement, and Office Facilities Worksheet may be obtained by clicking on the Forms Page in the 'Companies' section.

We hope this will assist you with the management of your filings.

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