Captive Service Providers

Certified Public Accountant


To the Commissioner of Insurance, State of Alabama, Montgomery, Alabama, I hereby apply for authorization as an independent certified public accountant for the transaction of audits for Captive Insurance Companies.

All Information Is Required

First Name:  


Middle Name:  


Last Name:  


Address:  


City  


State  


Zip  


DOB:  


Last 4 Digits of SSN:  


Email:  


Education and Degree

High School:  


College:  


Graduate or Professional:  


List all insurance and/or captive auditing experience for past 15 years including specific dates:  


List the Alabama captive account(s) you will be auditing:  

Present Chief Occupation

Position or Title:  


Employer:


No. of Years?  


Address:  


City  


State  


Zip  


Phone:


Has applicant ever been arrested or indicted for and/or convicted of any crime or offense other than a traffic violation?  

If yes, list full particulars and disposition thereof


I control directly or indirectly, or own legally or beneficially the outstanding stock of the following insurers:  


Do you currently hold or have you held any type of insurance license?  


Have you ever had a license or privilege refused or revoked by an Insurance Department?

If yes, give details,


Are you currently licensed as a CPA?  


License State:


Will you assign only individuals that have a minimum of two years insurance auditing experience?  


By electronically signing below, I hereby certify that I have read and understand all of the requirements and provisions of the Alabama Captive Insurers Act and will fully comply therewith.

Please enter a four-digit number of your choosing in the box to sign this document.  


For additional security, please check the checkbox below (and complete any puzzle prompts you may receive).